Hamlyn Williams

An asset management company is looking for a Compliance & Internal Control Officer to join their Compliance Department. In this role, you would be ensuring compliance with relevant laws, rules, regulations and internal Group policies applicable to the company with stated objectives laid down by the company's Executive Committee and Supervisory Board and regulatory requirements of the AMF and other regulatory bodies from time to time. Responsibilities: Ensuring maintenance of key information in respect of regulatory licences/ authorisations etc.; and ensuring that all necessary information is up-to-date and provided to regulatory bodies re changes in corporate structure, Directors, Senior Managers, Certifiable employees etc., as appropriate; Providing general advice on business/transaction matters (including fund marketing, conflicts of interest, Market abuse, MIFID II, AML, SFDR, Chinese walls issues etc...); Conducting regular updates of compliance manuals,...