credit-agricole-Amundi
Milan, 71740 Tancon, France
Compliance department ensures adherence to regulatory standards and internal policies.
We are looking for a VIE to join our team.
Main tasks:
Oversee the investment process and provide investment advice in accordance with Group compliance policies (Investments).
Perform second‑level controls focusing on best execution, proper order handling, trade allocation, cross‑trades, prevention of market manipulation/insider dealing, and conflicts of interest in fund selection and due diligence (including scope of Law no. 220/2021).
Review personal transactions and monitor compliance with gifts & benefits policies.
Analyse distributor activity (flow analysis, target market feedback and distribution policies) and monitor securities‑related conflicts of interest.
Supervise MiFID‑related controls, including suitability/appropriateness and ESG preferences.
Develop and automate internal controls and design new control frameworks.
Provide compliance advisory, training to investment staff and...
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